EPSTEIN
page 7 / 547 . OCR, unverified
SDNY_GM_00201747
EFTA01364987
--- SOURCE: IMAGES__0033__EFTA01364988.txt ---
METADATA_SOURCE: IMAGES0033
METADATA_FILENAME: EFTA01364988.pdf
----------------------------------------
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From: Jay Lipman
Sent: 13 February 2015 17:51
To: Sowmya-D R; Nitesh Gupta
Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Prabhuling-C Kottalagi; Sanjay Mehta; Kumar Sambhav;
Vahe Stepanian
Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr**
Hi,
I need a response here urgently. Please respond ASAP.
From: Sowmya-D R
Sent: Thursday, February 12, 2015 4:00 PM
To: Nitesh Gupta
Cc: Sagar-A Valecha; corporate chasing; GCO Account-Opening; Jay Lipman; Prabhuling-C Kottalagi; Sanjay Mehta;
Kumar Sambhav
Subject: Fw: ***Southern Financial LLC*** EDI - 127608**sgr**
Classification: Public
Hi Nitesh,
Need your urgent attention on the below as client is expecting amended confirmation ASAP.
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone: milltallS
Email:
Alternative contact Anil-S Kumar (
Ph:
Or Ambaji Mane
ph : +
For any escalation please contact :
Ph:
Group ID :
--- Forwarded by Sowmya-D FWD/di:cam on 02/13/2015 0229 AM
From.
Sommya-D R/db/dbcom
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055565
CONFIDENTIAL
SDNY_GM_00201749
EFTA01364988
--- SOURCE: IMAGES__0033__EFTA01364989.txt ---
METADATA_SOURCE: IMAGES0033
METADATA_FILENAME: EFTA01364989.pdf
----------------------------------------
Kindly confirm with the correct or full name so that we can help you with the current address mentioned in
the registry doc.
FILE NUMBER
3150161
3641746
5035383
2698520
2128646
5602149
3302457
3323543
4464199
0799982
Thanks
Kind regards,
Sagar-A Valecha
Sagar-A Valecha
ENTITY NAME
SOUTHERN FINANCIAL CAPITAL TRUST I
SOUTHERN FINANCIAL CAPITAL TRUST III
SOUTHERN FINANCIAL CONSULTANTS LLC
SOUTHERN FINANCIAL CORP.
SOUTHERN FINANCIAL GROUP INC.
SOUTHERN FINANCIAL GROUP, INC.
SOUTHERN FINANCIAL HOLDING COMPANY
SOUTHERN FINANCIAL RESOURCE GROUP LW
SOUTHERN FINANCIAL SALES, INC.
SOUTHERN FINANCIAL SERVICES. INC
DBOI Global Services Prrvale Limited
Global Business Services
A-1 & A-2. Evolve - Mahindra Technology Park. Inside Mahindra World City - SEZ. 302029 Jaipur, India
Tel.
Mobile
Emai
gutscitn..itr Pe..44(014,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055567
CONFIDENTIAL
SDNY_GM_00201751
EFTA01364989
--- SOURCE: IMAGES__0033__EFTA01364990.txt ---
METADATA_SOURCE: IMAGES0033
METADATA_FILENAME: EFTA01364990.pdf
----------------------------------------
Fw: ***Southern Financial LLC*** EDI - 127608 [I]
Sowf»ya-D R
GCO Account-Opening
jay.liprissA prabhulrig-c.konalagi, santavmehta. corporate chasing
12402/2015 01:08
Classification: For internal use only
Hi Team,
Fund - Southern Financial LLC has been created with Wilmington, Delaware, USA Domicile. Can you please provide us
the "Registry Address proof' which was used to map this fund to Wilmington, Delaware, USA Domicile?
Thanks & Regards,
Soumya D R
Derivative Documentation
DBOI Global Services Pvt Ltd,
Phone: +44(207)7795441
Email:
Alternative contact And-S Kumar
Ph:
Or Ambaji Mane
For any escalation please contact :Sanjay.mehta@db.com Ph:
Group ID :
ForwardelIMIMort.Mi
li101501.04 AM --
Rem.
Vahe Steparian/db/dboom@DBCOEX
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055568
CONFIDENTIAL
SDNY_GM_00201752
EFTA01364990
--- SOURCE: IMAGES__0033__EFTA01364991.txt ---
METADATA_SOURCE: IMAGES0033
METADATA_FILENAME: EFTA01364991.pdf
----------------------------------------
TO
ObitlbcomfaDBAPAC.
Date-
0211112015 11:40 PM
Subjc.et.
RE: Need your assistance—Southern Financial LLC"' (II
Classification: For Internal use only
Prabhuling- when do you expect this to be done?
From: Jay Lipman
Sent: Wednesday, February 11, 2015 10:27 AM
To: Prabhuling-C Kottalagi
Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Daniel Sabba; Vahe Stepanian
Subject: RE: Need your assistance***Southern Financial LLC*** [I]
Hi Prabhuling,
Can you assist us in making the following changes to this confirm, as we noticed a few issues.
•
Please remove the client's personal name "Jeff Epstein" in the To: Client line
-
Name and address of Southern Financial should be consistent on both pages:
o
On page 1, the client name/address is Southern Financial LLC, Wilmington. On page 2, the name/address is Southern Financial